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Finra

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  • 2 days ago

    Senior Paralegal, Appellate

    Finra - Multiple locations
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    Are you looking for purpose and meaning in your work? Does the idea of working for a regulator speak to your moral compass? As a not-for-profit entity, FINRA operates under the oversight of the SEC and sits at the nexus of broker-dealers, policymakers and investors. Because of this structure, FINRA is uniquely positioned to stimulate vibrant markets that protect investors, ensure robust trading activity, foster liquidity, and support innovation and growth. FINRA is hiring a Senior Paralegal ...

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  • 8 days ago

    Assistant Special Counsel, Office of Hearing Officers

    Finra - Washington, DC, United States
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    Assistant Special Counsel, Office of Hearing OfficersThe Assistant Special Counsel in the Office of Hearing Officers performs a variety of specific duties, generally applying advanced analytical skills to provide effective legal support to FINRA Hearing Officers in connection with the adjudication of disciplinary proceedings on a wide range of cases brought by FINRA s Department of Enforcement against FINRA-registered firms and persons associated with FINRA-registered firms, as well as temporary ...

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