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Responsible Officer (Type 9) - New Business Set-Up
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Executive Access
Hong Kong, HONG KONG
(on-site)
Posted 11 days ago
Responsible Officer (Type 9) - New Business Set-Up
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Executive Access
Hong Kong, HONG KONG
(on-site)
Job Function
Asset/Property Management
Responsible Officer (Type 9) - New Business Set-Up

The insights provided are generated by AI and may contain inaccuracies. Please independently verify any critical information before relying on it.
Responsible Officer (Type 9) - New Business Set-Up
The insights provided are generated by AI and may contain inaccuracies. Please independently verify any critical information before relying on it.

Description

Core Responsibilities
  • SFC Liaison : Handle the end-to-end Type 9 licensing process and maintain an ongoing, transparent relationship with the SFC.
  • Operational Architecture: Draft and implement the firm's compliance manuals, risk management protocols, and internal controls.
  • Business Launch: Advise on the regulatory feasibility of various investment strategies and fund structures (OFC/LPF).
  • Leadership: Supervise daily trading and investment operations, ensuring absolute adherence to the Fund Manager Code of Conduct.
Requirements
  • Qualified RO: Must currently or recently have held SFC Responsible Officer status for Type 9
  • Setup Experience: Ideally, you have been involved in a "Point 0" setup or have significant experience in a boutique asset management environment.
  • Communication: English and Chinese.


Job ID: 82477771
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Median Salary
Net Salary per month
$3,942
Cost of Living Index
81/100
81
Median Apartment Rent in City Center
(1-3 Bedroom)
$2,296 - $4,903
$3,600
Safety Index
78/100
78
Utilities
Basic
(Electricity, heating, cooling, water, garbage for 915 sq ft apartment)
$154 - $436
$274
High-Speed Internet
$13 - $40
$23
Transportation
Gasoline
(1 gallon)
$11.92
Taxi Ride
(1 mile)
$2.17
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